Compliance & GRC

From framework selection through audit-ready certification. Our CGRC-credentialed principals navigate SOC 2, HIPAA, PCI-DSS, CMMC 2.0, ISO 27001, and NIST 800-171 with equal fluency.

Governance, Risk & Compliance as a Strategic Asset

Compliance is no longer optional for private-sector organizations. Customer enterprise agreements demand SOC 2 reports. Healthcare technology vendors face HIPAA Security Rule obligations. Defense supply chain participants must navigate CMMC 2.0. Payment processors operate under PCI-DSS v4. Organizations that do not manage compliance proactively face lost contracts, regulatory penalties, and — increasingly — personal liability for executives and board members.

Our Governance, Risk & Compliance (GRC) practice is led by principals holding the ISC² CGRC (Certified in Governance, Risk and Compliance) — the gold standard credential for information security compliance professionals. This certification specifically covers the NIST Risk Management Framework, authorization processes, compliance program management, and the full lifecycle of security control implementation and assessment.

We approach compliance not as a documentation exercise but as a genuine program-building effort. Controls that satisfy auditors must also actually reduce risk — otherwise you are investing in compliance theater rather than security substance. Our engagements simultaneously advance your audit readiness and your operational security posture.

Whether you are pursuing your first SOC 2 Type I, navigating a CMMC 2.0 assessment for defense contract eligibility, or building an enterprise-grade information security management system (ISMS) aligned to ISO 27001, our principals bring the technical depth, regulatory knowledge, and process discipline to take you from gap to certified.

SOC 2

Trust Services Criteria — Type I & Type II. Essential for SaaS, cloud, and managed service providers serving enterprise clients.

HIPAA

Security Rule, Privacy Rule, and Breach Notification. Required for covered entities and business associates handling PHI.

PCI-DSS v4

Payment Card Industry Data Security Standard version 4.0. Required for merchants and service providers handling cardholder data.

CMMC 2.0

Cybersecurity Maturity Model Certification — Levels 1, 2, and 3. Required for DoD prime contractors and subcontractors handling CUI.

ISO 27001

International ISMS standard. Increasingly required for enterprise vendor onboarding and global market access.

NIST 800-171

Protecting Controlled Unclassified Information in non-federal systems. Foundation of CMMC Level 2 requirements.

What Our GRC Engagements Cover

End-to-end compliance program development — from initial gap assessment through audit-ready documentation and auditor liaison.

Gap Assessment & Scoping

  • Framework applicability analysis and scoping
  • Current-state controls evaluation vs. target framework
  • Gap register with prioritized remediation sequencing
  • Effort estimation and compliance timeline development

Policy & Procedure Development

  • Complete information security policy suite (20+ policies)
  • Procedures, standards, and guidelines aligned to framework
  • Data classification and handling procedures
  • Incident response and business continuity plans

Control Implementation Guidance

  • Technical control configuration recommendations
  • Access control and identity governance design
  • Encryption and key management guidance
  • Logging, monitoring, and SIEM configuration requirements

Evidence Collection & Management

  • Evidence collection strategy and artifact mapping
  • Control evidence compilation and organization
  • Auditor request fulfillment preparation
  • Evidence retention scheduling and automation guidance

Audit Readiness & Liaison

  • Pre-audit readiness assessment and mock review
  • Auditor selection guidance and RFP support
  • On-site and remote audit coordination support
  • Audit finding remediation and exception management

Ongoing Compliance Maintenance

  • Annual policy review and update cycle
  • Continuous control monitoring and evidence refresh
  • Regulatory change monitoring and impact analysis
  • Annual recertification and surveillance audit support

Our Compliance Lifecycle

A repeatable, framework-agnostic compliance program methodology grounded in the NIST Risk Management Framework and CGRC-certified expertise.

01 — CATEGORIZE

System Categorization & Scoping

We define the scope of your compliance program — identifying the systems, data, and processes in scope, categorizing information sensitivity, and mapping the applicable framework requirements to your specific operational context. Proper scoping prevents both under-compliance and costly over-engineering.

02 — SELECT

Control Selection & Baseline Development

We develop a tailored control baseline — mapping the required controls of your target framework to your environment and customizing the implementation approach based on your size, architecture, and risk profile. Common controls across multiple frameworks are identified to eliminate duplication of effort.

03 — IMPLEMENT

Control Implementation & Policy Development

We guide implementation of required technical, administrative, and physical controls — developing or refining the policy documentation, configuration baselines, process workflows, and training materials required to satisfy auditor expectations and actually reduce risk.

04 — ASSESS

Internal Control Assessment & Evidence Review

Prior to audit engagement, we conduct a thorough internal assessment — testing controls against their stated implementation requirements, reviewing evidence quality and completeness, and identifying any remaining gaps that would result in audit findings. This pre-audit review dramatically improves first-attempt outcomes.

05 — AUTHORIZE

Audit Engagement & Certification Support

We manage the auditor relationship — coordinating information requests, facilitating auditor interviews, providing context for findings, and tracking remediation commitments. Our principals serve as the knowledgeable liaison between your technical team and the assessment organization throughout the certification process.

06 — MONITOR

Continuous Monitoring & Program Maintenance

Post-certification, we establish a continuous monitoring cadence — scheduling periodic control testing, evidence refresh cycles, policy review windows, and training updates. This ongoing maintenance prevents compliance drift and positions you for efficient annual surveillance audits and Type II renewals.

What You Receive

Compliance Gap Assessment ReportDetailed current-state vs. framework requirements analysis with prioritized remediation sequencing and effort estimates.
Complete Security Policy Suite20+ tailored policies covering access control, data classification, incident response, change management, vendor management, and more.
Control Matrix & Evidence PackageOrganized, auditor-ready evidence package mapping each control requirement to supporting documentation and system configurations.
Risk Assessment DocumentationFormal risk assessment reports required by HIPAA, SOC 2, CMMC, and ISO 27001 — produced to framework-specific standards.
System Security Plans (SSP)For CMMC and NIST 800-171 engagements — complete System Security Plan documentation describing how each control is implemented across your environment.

Who Needs GRC Advisory

SaaS & Cloud Providers

Technology companies whose enterprise sales pipeline requires SOC 2 reports. A SOC 2 Type II is effectively table stakes for B2B SaaS — without it, deals stall or are lost entirely.

Healthcare & Life Sciences

Healthcare providers, payers, health IT vendors, and business associates who handle protected health information (PHI) and face HIPAA Security Rule compliance obligations.

Defense Contractors

DoD prime contractors and subcontractors handling Controlled Unclassified Information (CUI) who must demonstrate CMMC 2.0 compliance to maintain contract eligibility in the DFARS clause environment.

Financial Services & Fintech

Merchants, payment processors, and fintech companies subject to PCI-DSS v4 requirements who need expert guidance on scope reduction, SAQ completion, or QSA engagement preparation.

Our Compliance Advantage

CGRC

The GRC Gold Standard

The ISC² CGRC certification specifically validates expertise in governance, risk management, the NIST RMF, and compliance program management. Few advisors in the market carry this credential — it is the specific qualification for this type of work.

12+

Frameworks. One Practice.

We navigate over twelve compliance frameworks with equal fluency. Organizations frequently face multiple simultaneous obligations — our cross-framework expertise allows us to design unified control environments that satisfy multiple frameworks without duplicating effort.

First

First-Attempt Track Record

Our pre-audit internal assessment process is specifically engineered to identify and remediate every finding before the external auditor sees it. Our clients achieve first-attempt certification outcomes — not after multiple rounds of remediation cycles.

Compliance & GRC FAQ

How long does it take to achieve SOC 2 Type II certification?

A SOC 2 Type II audit requires a minimum observation period of six months. However, organizations typically require three to six months of preparation prior to beginning that observation period. A realistic timeline from engagement start to certified report is 12 to 18 months. Type I certifications can be achieved in three to six months from the start of a well-managed engagement.

What is the difference between a CMMC Level 2 self-assessment and a C3PAO assessment?

CMMC Level 2 companies with contract requirements for formal certification must undergo a third-party assessment by a CMMC Third Party Assessment Organization (C3PAO). Companies subject only to annual self-assessment requirements submit a SPRS score. Our practice prepares organizations for both pathways — we help you determine which applies to your contracts and prepare accordingly.

Can one GRC engagement satisfy multiple frameworks simultaneously?

Yes, and this is specifically how we design our engagements. A robust SOC 2 control environment shares significant overlap with ISO 27001, NIST 800-171, and HIPAA Security Rule. We map controls across frameworks from the outset to avoid redundant effort and produce a unified control environment that satisfies multiple obligations from a single set of documentation.

Do you perform the actual audit, or do you prepare us for an external auditor?

We do not perform the certification audit — that would create an independence conflict. We prepare you for the external auditor: building the control environment, developing documentation, managing evidence, conducting internal assessments, and serving as your expert liaison during the external audit process. We help you select the right auditor for your engagement.

What if we already have policies in place — do we start from scratch?

We begin every engagement with a review of your existing documentation. Many organizations have partial or outdated policy suites that can be revised and expanded rather than replaced. We build on what you have rather than discarding usable work product.

What are the consequences of HIPAA non-compliance for a business associate?

HIPAA civil monetary penalties now range from $137 to $2.067 million per violation category per year. Criminal penalties can reach $250,000 and ten years imprisonment for willful neglect. Beyond regulatory penalties, business associates face contract termination and loss of covered entity relationships — which in healthcare technology can be existential. The cost of compliance is a fraction of these exposure figures.

Ready to Achieve Audit-Ready Certification?

Request a no-cost compliance scoping consultation. We will identify your applicable framework obligations, estimate the gap-to-certification timeline, and provide a fixed-fee engagement proposal within 48 hours.